A global corporate bank is looking to hire a compliance professional who will support senior management in complying with relevant regulations.
Responsibilities:
- Review the compliance monitoring plan and report on areas needing improvement.
- Maintain a strong understanding of FCA and PRA handbooks relevant to the bank – MiFIDII, EMIR, SMCR, SCV, CASS etc.
- Identify and assess regulatory developments on an ongoing basis and communicate changes to senior management to ensure that the bank is effectively positioned.
- Review operating procedures from a compliance perspective.
- Develop relationships with business lines and advise on compliance and regulatory issues.
- Prepare bank-wide and departmental training to staff on problem areas as required.
- Support SMF16 in liaison with regulators.
Skills and Experience:
- Strong knowledge of PRA and FCA requirements.
- Experience in compliance or regulatory control at a bank.
- Excellent communication or presentation skills.